Compliance

How we keep your calls defensible

Consent, scrubbing, recording and retention — what we do, and what we can hand you if anyone ever asks.

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Please read this first. This page describes our internal operating standards. It is not legal advice, and it does not substitute for your own counsel. Telemarketing law changes, varies by state, and applies differently depending on how you use a record. You remain responsible for your own compliance posture — including how your agents dial, what they say, and what your carrier appointments require.
The principle

Customer-initiated contact is the whole design.

Nearly every serious compliance risk in this industry traces back to the same root cause: contacting someone who did not ask to be contacted. Our answer is structural rather than procedural — we do not build products where that can happen.

The consumer sees our ad or finds our page, reads a disclosure naming who will contact them, and takes a deliberate action to start the conversation. That is the only way a record enters our system. There is no purchased list, no scraped data, no aged file being re-worked.

We would rather deliver you eighty defensible calls than two hundred that someone might have to explain in a deposition.
Compliance review and documentation
Consent

One-to-one, named, unbundled and evidenced

Regulatory expectations have moved firmly toward consent that names a specific business rather than an open-ended list of "marketing partners". We built our flow around that standard.

Named party

The disclosure identifies the specific business the consumer is agreeing to hear from, not a category or an undisclosed partner list.

Affirmative action

Nothing is pre-ticked and nothing auto-advances. The consumer clicks, taps or checks deliberately.

Unbundled

Consent to be contacted is separate from the request for a quote. It is never a condition of receiving the information.

Certified session

TrustedForm or Jornaya captures the page as the consumer saw it, with a certificate ID retained against the record.

Timestamped & sourced

UTC timestamp, originating IP address, user agent, landing page URL and traffic source stored with every record.

Version archived

The exact disclosure wording in force at the moment of consent is archived, so we can reproduce what was shown, not just what is shown today.

Suppression & scrubbing

Checks that run before anything routes

Every record passes through the following before it reaches a buyer. Any single failure stops it.

  • Federal DNC registry — checked in real time
  • State DNC registries — where separately maintained
  • Internal do-not-contact list — anyone who has asked us to stop
  • Known litigator and serial-complainant lists
  • Phone validation — line type, carrier and reachability
  • Duplicate detection across our delivery history
  • Fraud signals — device, velocity and IP reputation
  • Geographic verification — stated location against observed signals
Calls & recording

What happens on the line

Recording practice varies by state, and we default to the stricter interpretation rather than the convenient one.

  • Recording disclosure played before connection
  • Two-party consent states handled to the stricter standard
  • Named-party introduction on every warm transfer
  • Calling hours enforced in the recipient's local time zone
  • Vulnerable caller handling — screening agents end rather than transfer
  • Recordings retained and available to you on request
  • Opt-out honoured immediately and propagated across campaigns
Vertical-specific rules

Where the requirements get stricter

Medicare

CMS marketing requirements govern disclosure wording, recording, retention and what constitutes a valid permission to contact. Our creative and IVR language are built against current guidance, including the required statement that we are not connected with or endorsed by any government agency.

Medicare details

ACA marketplace

Our disclosures state plainly that we are not HealthCare.gov, not a state exchange, and not a government body. Subsidy language is kept factual and conditional — we do not advertise guaranteed amounts or promise eligibility.

ACA details

Final expense & seniors

Senior-directed marketing gets the closest scrutiny for good reason. Calling windows are narrowed, screening agents are trained to recognise confusion or distress and to end the call rather than transfer, and dropped calls are never billed.

Final expense details

SMS & email

Text campaigns run on documented opt-in only, with STOP and HELP handled instantly and suppression propagated across every campaign we run. Email follows CAN-SPAM with functioning unsubscribe and accurate sender identification.

Publisher & affiliate oversight

The weakest link is usually someone else's traffic

Where we work with third-party publishers, they are the highest-risk part of the chain — and historically the source of most industry complaints. Our affiliate programme is closed rather than open, and participation depends on ongoing review rather than a one-time approval.

  • Manual vetting before any traffic is accepted
  • Every landing page and creative approved in advance
  • Consent language mandated, not left to the publisher
  • Certificate capture required on all submissions
  • Ongoing monitoring of source-level complaint and return rates
  • Immediate suspension on any consent irregularity
Questions

Compliance questions buyers raise

Due diligence

Send us your compliance questionnaire

If your carrier or your counsel requires a vendor assessment before you can buy, send it over. We complete these regularly and will tell you plainly where we do not meet a requirement rather than answering around it.

Compliance & due diligence enquiry

Tell us what documentation you need. We respond the same business day.

Prefer to talk now? Call (737) 339-7378.
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